CA InterGST › Ch 10

Tax Invoice; Credit and Debit Notes

Goods and Services Tax Paper 3, Sec B ~20 min revision Sections & RulesTimelinesProcedures

AI-assisted · review in progress · last updated 25 July 2026 · jump to quick revision

In 30 seconds

  1. Mnemonic '31-32-33-34: I-Prohibit-Indicate-Correct' — Sec 31 tax invoice (+31A digital payment), Sec 32 prohibits unauthorised tax collection, Sec 33 tax shown in price, Sec 34 credit/debit notes. Chapter VII CGST Act + Rules 46–55A; applies to IGST via Sec 20 IGST Act.
  2. Golden rule: taxable supply → tax invoice; exempt/composition → bill of supply; advance → receipt voucher (refund voucher if no supply follows); RCM from URD → self-invoice + payment voucher; goods moved without supply → delivery challan.
  3. Time limits: goods at removal/delivery; services within 30 days (45 days for banks/insurers/FI/NBFC); continuous supplies per statement/due date/event; sale-or-return — earlier of supply or 6 months.
  4. E-invoicing is mandatory when aggregate turnover exceeds ₹5 crore (B2B + exports) via IRP → IRN → QR; dynamic QR code on B2C invoices when turnover exceeds ₹500 crore.
  5. Credit note 'may' be issued and is time-capped by the 30 November rule; debit note 'shall' be issued with no outer limit — and no ITC flows without a tax invoice or debit note.
Quick-revision mode is on. Prose is hidden — definitions, key lists and tables only.

Based on GST law as on 30.04.2025 (May 2026 exams onwards). Section numbers are CGST Act unless stated.

How the chapter fits together

Chapter VII of the CGST Act (Sections 31–34) plus Chapter VI of the CGST Rules (Rules 46–55A) govern every document in the GST paper trail; Section 20 of the IGST Act applies it all to IGST too. Memory hook — “31-32-33-34: I-Prohibit-Indicate-Correct”:

Key points
  • Sec 31 — tax Invoice (with 31A: Government may mandate digital payment modes to the recipient) →
  • Sec 32Prohibits unauthorised tax collection: an unregistered person cannot collect tax at all; a registered person only as per the Act/Rules →
  • Sec 33 — tax must be prominently Indicated in the price of the supply →
  • Sec 34Correct the invoice later via credit/debit notes.

The full document trail (mnemonic “TIC-BREP-DCS”): Tax Invoice, Invoice-cum-BOS, Consolidated (Tax/Revised) invoice, Bill of Supply, Receipt Voucher, E-invoice/self-invoice (RCM), Payment Voucher, Delivery Challan, Credit Note, Supplementary/Debit Note. The golden rule maps situation to document:

SituationDocument
Taxable supplyTax invoice
Exempt supply / composition supplierBill of supply
Mixed taxable + exempt supply to URDInvoice-cum-bill of supply [Rule 46A]
Advance receivedReceipt voucher
Advance refunded, no supply madeRefund voucher
RCM inward supply from URDSelf-invoice + payment voucher
Goods moved without a supplyDelivery challan
Value/tax overstated, goods returned, deficient supplyCredit note
Value/tax understatedDebit note

Why it matters beyond procedure: no ITC can be taken without a tax invoice or debit note — this chapter feeds directly into the ITC chapter.

The document trail — Sections 31 to 33

Definition

Continuous supply — goods vs services [Sec 2(32), 2(33)]

Both are recurring supplies under a contract with periodic invoicing/payment. Goods: no minimum duration prescribed. Services: the contract period must exceed 3 months — the 3-month test is for services ONLY (AMC is the classic example).

Definition

Exempt supply [Sec 2(47)]

Nil-rated or wholly exempt supply under Sec 11 CGST (or Sec 6 IGST) plus non-taxable supply. An exempt supply triggers a bill of supply — a document that shows no tax rate or amount — instead of a tax invoice.

Special documents and their traps:

DocumentWhen issuedTrap / keyword
Revised tax invoiceAgainst supplies between the effective date of registration and the certificate dateWithin 1 month of the registration certificate
Consolidated tax invoiceDay-end single invoice for supplies of value under ₹200 to URD not demanding an invoice3 cumulative conditions; also available for bills of supply
CRTI (Consolidated Revised Tax Invoice)For URD recipients of the intervening (registration-gap) period₹2.5 lakh inter-State threshold — state-wise/recipient-wise split
Receipt voucherOn receipt of an advance [Sec 31(3)(d)]Rate unascertainable → 18%; nature unascertainable → inter-State (Rule 50)
Refund voucherAgainst a receipt voucher when no supply follows [Sec 31(3)(e)]Only if no tax invoice was issued
Self-invoice (RCM)Recipient invoices a supply received from a URD supplier [Sec 31(3)(f)]Within 30 days [Rule 47A]; includes Sec 51 TDS-only registrants
Payment voucherIssued by the RCM-liable recipient at the time of payment to the URD supplier [Sec 31(3)(g)]Sec 9(3)/9(4) supplies
Delivery challanAccompanies goods where an invoice is not needed at removalLiquid gas (quantity unknown), job work, non-supply transport, SKD/CKD, sale-on-approval, art works for exhibition (Rule 55)
Invoice-cum-BOSSingle document for taxable + exempt supply to URD [Rule 46A]Notwithstanding Rules 46, 49, 54

The rules that carry the particulars:

RuleWhat it says
46Tax invoice particulars — serial number max 16 characters, GSTIN, HSN, QR code etc.
46AInvoice-cum-bill of supply for mixed supplies to URD
47Service invoice period — 30 days (45 for insurer/bank/FI/NBFC)
47ARCM self-invoice — 30 days from receipt
48Manner of issue: goods triplicate, services duplicate; e-invoice in Form GST INV-01
49Bill of supply — no tax rate/amount shown; 4th proviso (QR) not yet effective
50 / 51 / 52Receipt voucher (18%/inter-State defaults) / refund voucher (cross-refs receipt voucher no. and date) / payment voucher particulars
53Revised invoice particulars; Rule 53(1A) = credit/debit note particulars
54Special suppliers — bank/insurer/GTA/passenger transport/multiplex issue alternate documents; serial no./address optional
55Delivery challan — cases and particulars; triplicate
55ATax invoice / bill of supply / challan must accompany goods in transport

Time limits — when each document is due

WhenDocument / eventWhere
At/before removalTax invoice — goods, movement involved (“removal”)31(1)(a)
At/before deliveryTax invoice — goods, no movement (“delivery”)31(1)(b)
30 days from supplyTax invoice — services (general)31(2), Rule 47
45 days from supplyInsurer/bank/FI incl. NBFC (also for distinct persons in these categories)31(2), Rule 47
Before/at each statement or paymentContinuous supply of goods — no 3-month test31(4)
On/before due date · receipt of payment · event completionContinuous services — the 3 limbs: due date ascertainable / not ascertainable / event-linked31(5)(a)–(c)
At cessationService ceases before completion — invoice to the extent supplied31(6)
Earlier of supply or 6 months from removalSale-or-return goods31(7)
1 month from registration certificateRevised tax invoice for intervening-period supplies31(3)(a)
Day-end (daily)Consolidated tax invoice (under-₹200 supplies)31(3)(b)
30 days from receiptRCM self-invoiceRule 47A
At time of paymentPayment voucher (RCM)31(3)(g)
Earlier of 30 Nov following the FY of supply or annual return dateCredit note — outer limit for declaring in return34(2)
Month of issue, no outer limitDebit note — declaration in return34(4)

Exceptions — when a tax invoice is not required

Every carve-out from the normal tax-invoice requirement:

Key points
  • Value under ₹200 + recipient unregistered + recipient does not demand an invoice → skip the invoice; issue a consolidated tax invoice at day-end. Not available for multiplex cinema admission. The relaxation applies to bills of supply too.
  • Exempt supply / composition taxpayer (Sec 10) → bill of supply instead of a tax invoice (not even a BOS if value is under ₹200, subject to the same conditions).
  • Mixed taxable + exempt to URD → single invoice-cum-bill of supply [Rule 46A].
  • Advance received but no supply materialises → refund voucher, not a tax invoice.
  • Banks/insurers/FI/NBFC → consolidated statement/advice (by any name) instead of an invoice; serial number and address optional.
  • GTA (road transport) → consignment note with specified particulars deemed the tax invoice.
  • Passenger transport → ticket in any form deemed the tax invoice; serial number/address optional.
  • Multiplex cinema admission → electronic ticket deemed the tax invoice.
  • Goods removed without supply (liquid gas with quantity unknown, job work, non-supply transport, SKD/CKD, sale-on-approval, art works for exhibition) → delivery challan now, invoice later.
  • Reverse charge from a URD supplier → the recipient issues the self-invoice (not the supplier) plus a payment voucher.

Two further relaxations: signature is not required on e-invoices, electronic bills of supply and electronic tickets (per the IT Act, 2000); HSN is not required where aggregate turnover is up to ₹5 crore, on invoices issued to unregistered persons.

E-invoicing and QR codes

Definition

E-invoice and IRN

An e-invoice is the taxpayer’s own ERP invoice (or credit/debit note) reported to the Invoice Registration Portal — not a government-generated invoice. The IRP (10 portals: einvoice1-10.gst.gov.in) returns a 64-character IRN (unique hash); the invoice is valid only with a valid IRN.

Key points
  • Who: a notified person — aggregate turnover (PAN-based) above ₹5 crore in any FY from 2017-18 onwards.
  • What: B2B supplies + exports only — not B2C, not ISD.
  • How: report the invoice in Form GST INV-01 (JSON schema) to the IRP → receive the IRN → print the static QR code embedding the IRN on the invoice.
  • Exempt even above ₹5 crore: SEZ units (not developers), insurer/bank/FI/NBFC, GTA (road), passenger transport suppliers, multiplex admission, Government departments and local authorities, ISD — each must give the prescribed declaration on the invoice.
  • Dynamic QR code (scan-and-pay payment cross-reference): mandatory only on B2C invoices of suppliers with aggregate turnover above ₹500 crore; not for exports (treated as B2B); UIN holders count as B2C, not “registered persons”.
  • After the fact: IRN cancellation is barred once the linked e-way bill is verified/active in transit; e-invoice amendment happens only via GSTR-1 on the GST portal, never on the IRP.

Credit and debit notes — Section 34

Definition

Credit note [Sec 2(37)]

Document issued by a registered person under Sec 34(1) where value/tax was overstated, goods are returned, or the supply is deficient. The statutory credit note is not the same as a financial/commercial credit note.

Definition

Debit note [Sec 2(38)]

Document issued by a registered person under Sec 34(3) where value/tax was charged less than actual. Statutorily includes a “supplementary invoice” [Explanation to Sec 34(4)].

PointCredit note [34(1)–(2)]Debit note [34(3)–(4)]
TriggerValue/tax excess, goods returned, deficient supplyValue/tax charged less than actual
ObligationMay” issue — discretionaryShall” issue — mandatory
Declare in returnMonth of issue, capped by the earlier of 30 Nov following the FY of supply or the annual return dateMonth of issue — no outer time limit
Extra pointNo reduction of output liability if the tax/interest incidence was “passed on” to anotherIncludes supplementary invoice

Secondary discounts trap: a post-supply discount not known at the time of supply fails Sec 15(3)(b) — so no GST credit note is possible; only a financial/commercial credit note, which has no GST effect, no time limit, and is not reported in the return for tax adjustment.

Amendment watch: the Finance Act 2025 amendment to the Sec 34(2) proviso (making the recipient’s ITC reversal a precondition for the supplier’s credit-note benefit) is not yet notified/effective as on 30.04.2025.

No chapter-specific penalties exist for invoicing lapses — the general penalty provisions (Sec 122, Chapter 19) apply to non-issue or incorrect invoices.

Common mistakes
  • Issuing a GST credit note for a secondary discount — Sec 15(3)(b) is not satisfied, so only a financial/commercial credit note (no GST effect) is possible.
  • Swapping the verbs: credit note = “may” issue and is time-capped; debit note = “shall” issue with no time cap — and the debit note includes the “supplementary invoice”.
  • Applying the 3-month contract test to continuous supply of goods — it applies to services only; goods have no minimum duration.
  • Treating SEZ units and developers alike for e-invoicing — the unit is exempt, the developer is not (must e-invoice if turnover exceeds ₹5 crore).
  • Confusing QR codes: static QR embeds the IRN on B2B e-invoices; dynamic QR is a scan-and-pay reference, mandatory only for B2C at turnover above ₹500 crore.
  • Treating the RCM self-invoice and payment voucher as alternatives — both are mandatory: self-invoice within 30 days (Rule 47A), payment voucher at the time of payment.
  • Mixing up the consolidated tax invoice (daily, under-₹200 URD supplies) with the CRTI (registration-gap supplies to URD, within 1 month of the certificate, ₹2.5 lakh inter-State threshold).
  • Issuing a refund voucher freely — it exists only where an advance was received, no supply materialised, and no tax invoice was issued.

Quick revision cards

Chapter map mnemonic?

31-32-33-34: I-Prohibit-Indicate-Correct — Sec 31 Invoice, Sec 32 Prohibit unauthorised collection, Sec 33 Indicate tax in price, Sec 34 Correct via CN/DN.

Invoice time limit — goods vs services?

Goods: at/before removal (movement) or delivery (no movement). Services: 30 days; 45 days for insurer/bank/FI/NBFC.

Sale-or-return deadline?

Earlier of the supply or 6 months from removal — Sec 31(7).

Continuous supply tests?

Goods: no minimum duration, invoice per statement/payment. Services: contract over 3 months; due date / receipt / event — the 3 limbs of 31(5).

Who must e-invoice, and how?

AT (PAN-based) over ₹5 cr in any FY from 2017-18; B2B + exports; report in GST INV-01 to IRP → 64-char IRN → static QR.

Dynamic QR code applies when?

Only B2C invoices, AT over ₹500 cr; not exports (B2B); UIN holders count as B2C.

Credit note outer limit?

Declare by the earlier of 30 Nov following the FY of supply or the annual return date; barred if incidence “passed on”.

Debit note time limit?

Declared in the month of issue — no outer time limit; includes supplementary invoice.

RCM from URD — which documents?

Both: self-invoice within 30 days (Rule 47A) and payment voucher at payment — cumulative, not alternatives.

Receipt voucher defaults?

Rate unascertainable → 18%; nature of supply unascertainable → inter-State (Rule 50).

Consolidated tax invoice conditions?

Value under ₹200 + URD recipient + invoice not demanded — all 3; day-end; never for multiplex admission.

Delivery challan cases?

Liquid gas (quantity unknown), job work, non-supply transport, SKD/CKD, sale-on-approval, art works for exhibition — Rule 55.